The rules governing a fiduciary’s ongoing duties are not always intuitive, which can lead to misconceptions about about a plan sponsor’s continuing obligations to the plan and its participants. While similar fiduciary duties apply to defined benefit plans, this white paper focuses on particular issues related to participant-directed defined contribution plans.
Breaking Up… Is Easy to Do? When to Upgrade Your Financial Advisor
There are some primary reasons to change your or your client's financial advisor: fees, fiduciary responsibility, investment choice or performance (they are two different...