There are some primary reasons to change your or your client’s financial advisor: fees, fiduciary responsibility, investment choice or performance (they are two different reasons), customers support (including with compliance and/or audits), lack of employee education leading to low level of engagement of employee complaints, a user-unfriendly website … and more.
The DOL Comes Out Swinging Against Potential Cybersecurity Breaches . . . and So Should the Plan Sponsor
Department of Labor (DOL) guidance, long awaited and perhaps years late, provides another enforcement tool for the DOL while practitionersseem to be noticing the lack of...