Breaking Up… Is Easy to Do? When to Upgrade Your Financial Advisor

There are some primary reasons to change your or your client’s financial advisor: fees, fiduciary responsibility, investment choice or performance (they are two different reasons), customers support (including with compliance and/or audits), lack of employee education leading to low level of engagement of employee complaints, a user-unfriendly website … and more.

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Monitoring Your Service Provider

Many plan sponsors that have hired investment advisors, then feel the need to hire another independent advisor to report to its fiduciary committee on the compliance and...

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